Overview:
Our client is a leading global investment manager seeking a Compliance Officer to support its growing suite of investment vehicles.
The Compliance team oversees multiple funds and vehicles, including several retail-oriented products such as a ’40 Act fund and a ’34 Act fund.
The ideal candidate will bring deep expertise in ’40 Act fund compliance and a strong understanding of ’34 Act compliance. The position requires someone who can independently manage all compliance-related filings and obligations, as well as serve in a corporate secretary capacity for relevant entities. This individual will report to the firm’s Global Chief Compliance Officer..
Key Responsibilities
Qualifications
...May provide direct supervision, training and/or mentorship to more junior level CRAs. Performs training and sign off visits for junior CRA staff, as assigned. May be mentored and assigned lead tasks under supervision of an experienced Clinical Operations Lead (COL) or...
...Grow your career as an AML SAR Writer with an innovative global bank in New Castle, DE. Contract role with strong possibility of extension... ...trading, market manipulation), including the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC,...
...products THE IDEAL CANDIDATE: ~ High School Diploma or GED required ~1+ Years of prior experience as a massage therapist in a spa or salon environment preferred THE PERKS & BENEFITS: Access to company hotel, food and beverage, retail, and entertainment...
...Job Description Job Description Are you a Licensed Audiologist looking to take on an assessment role? Would you find it rewarding to serve the Veteran community? We are looking for an Audiologist to perform medical assessments on United States Veterans as part...